Broker Check
W. Gresham Cooney

W. Gresham Cooney

Chief Compliance Officer

Gresham has been with the firm since 2001 as Chief Compliance Officer. He is responsible for all facets of compliance and the day to day operations of the firm. Gresham has over 25 years of Industry Experience including managing Floor Equity and Option operations on the PHLX for Janney Montgomery Scott. Prior to that, Gresh traded Fixed Income Securities and Over the Counter Equities on a principal basis. He also managed compliance, trading, fixed income, technology, and other aspects of brokerage operations for another regional brokerage firm for eight years. Gresham has been very active in the securities industry working with the Philadelphia Securities Association, the Fixed Income Club of Philadelphia, and with the Investment Traders Association of Philadelphia. Gresham holds numerous principal, registered representative and insurance licenses. He is a graduate of the University of Richmond.